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Disclosures / Best Execution

Best Execution/Payment for Order Flow

The Securities and Exchange Commission, in Rule 11Ac-1-6, requires Investment Planners, Inc. to publicly report each quarter on its routing of non-directed orders in securities.

Order Routing Information

RBC Correspondent Services (RBC CS), a division of RBC Capital Markets Corporation — To read on online summary of Investment Planners, Inc. execution data for accounts held at RBC Correspondent Services, click here.

Also, Investment Planners, Inc. must disclose information each quarter relating to execution practices, including:

  • The relationship Investment Planners, Inc. has with the market centers to send orders. Investment Planners, Inc. fully discloses its securities business cleared through RBC Correspondent Services.

  • The market internalization or payment for order flow arrangements with the market centers. Investment Planners, Inc. receives no compensation for order flow from RBC Correspondent Services or any market maker.
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Securities are not FDIC insured, are not guaranteed against market risk and may lose value. All illustrations used on this website are hypothetical and assume certain facts, figures or rates of return. Some illustrations may show how a market index has performed. An investor cannot invest in an index, although there are some investments designed to mirror index performance. Past performance is not a guarantee of future results.

Any guarantees for insurance products are based on the claims paying ability of the issuing insurance company. Annuities are long-term contracts intended for retirement purposes, and should not be purchased with funds for which there will be an immediate or short-term need, as early withdrawals can result in tax penalties and/or surrender charges. Neither IPI, IPI Wealth nor any of its financial advisors are permitted to give legal or tax advice on behalf of IPI or IPI Wealth, its subsidiaries or affiliates. Some individuals who are financial advisors of IPI and/or IPI Wealth may be attorneys or accountants and may separately provide tax advice or services under a name other than IPI and/or IPI Wealth, its subsidiaries or affiliates. For purposes of an investor's overall financial, estate or retirement plan, IPI and/or IPI Wealth highly encourages its investors to obtain the independent advice and services of legal and tax professionals.

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