Best ExecutionBEST EXECUTION / PAYMENT FOR ORDER FLOW The Securities and Exchange Commission, in Rule 11Ac-1-6, requires Investment Planners, Inc. to publicly report each quarter on its routing of non-directed orders in securities. Order Routing Information RBC Correspondent Services (RBC CS), a division of RBC Capital Markets Corporation — To read on online summary of Cohen & Company execution data for accounts held at RBC Dain Rauscher, click here: Also, Cohen & Company must disclose information each quarter relating to execution practices, including: The relationship Investment Planners, Inc. has with the market centers to send orders. Cohen & Company fully discloses its securities business cleared through RBC Dain The market internalization or payment for order flow arrangements with the market centers. Cohen & Company receives no compensation for order flow from RBC Dain or any market maker. Investment Planners, Inc. may direct a portion of its order flow to market centers, which are done in an effort to obtain best execution for our clients. Investment Planners, Inc. receives no compensation for this activity. |
