Best Execution/Payment for Order Flow
The Securities and Exchange Commission, in Rule 11Ac-1-6, requires Investment Planners, Inc. to publicly report each quarter on its routing of
non-directed orders in securities.
Order Routing Information
RBC Correspondent Services (RBC CS), a division of RBC Capital Markets Corporation — To read on online summary of Investment Planners, Inc.
execution data for accounts held at RBC Correspondent Services, click here.
Also, Investment Planners, Inc. must disclose information each quarter relating to execution practices, including:
- The relationship Investment Planners, Inc. has with the market centers to send orders. Investment Planners, Inc. fully discloses
its securities business cleared through RBC Correspondent Services.
- The market internalization or payment for order flow arrangements with the market centers. Investment Planners, Inc. receives
no compensation for order flow from RBC Correspondent Services or any market maker.